Filing Details

Accession Number:
0001127602-17-031147
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-03 11:28:13
Reporting Period:
2017-11-01
Accepted Time:
2017-11-03 11:28:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614139 K Khandpur Ashish 3M Center
St. Paul MN 55144-1000
Sr. Vp, Chief Tech. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-01 4,004 $54.11 5,236 No 4 M Direct
Common Stock Disposition 2017-11-01 200 $231.38 5,036 No 4 S Direct
Common Stock Disposition 2017-11-01 3,804 $231.39 1,232 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2017-11-01 4,004 $0.00 4,004 $54.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-09 2019-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 752 Indirect by Spouse
Common Stock 763 Indirect Spouse 401k/paesop
Footnotes
  1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
  2. Includes shares acquired pursuant to the 3M Voluntary Investment Plan.