Home > Insider Trading > Filing (0000091142-17-000070)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566398	T Charles Lauber	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Svp, Strategy & Corporate Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-02	4,660	$30.77	26,240	No	4	M	Direct
Common Stock	Acquisiton	2017-11-02	2,934	$31.67	29,174	No	4	M	Direct
Common Stock	Disposition	2017-11-02	7,594	$59.85	21,580	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-11-02	4,660	$0.00	4,660	$30.77
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-11-02	2,934	$0.00	2,934	$31.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,720		2025-02-09	No	4	M	Direct
15,786		2026-02-08	No	4	M	Direct

Footnotes

The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.