Filing Details

Accession Number:
0001001250-17-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-02 18:06:54
Reporting Period:
2017-10-31
Accepted Time:
2017-11-02 18:06:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432251 C. Alexandra Trower The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp - Global Communications No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-10-31 7,720 $0.00 44,089 No 4 M Direct
Class A Common Stock Disposition 2017-10-31 4,310 $111.40 39,779 No 4 F Direct
Class A Common Stock Disposition 2017-11-02 25,400 $120.39 14,376 No 4 S Direct
Class A Common Stock Disposition 2017-11-02 46 $120.37 14,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (Share Payout) Disposition 2017-10-31 2,642 $0.00 2,642 $0.00
Class A Common Stock Restricted Stock Units (Share Payout) Disposition 2017-10-31 2,708 $0.00 2,708 $0.00
Class A Common Stock Restricted Stock Units (Share Payout) Disposition 2017-10-31 2,370 $0.00 2,370 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-10-31 2017-10-31 No 4 M Direct
2,708 2018-10-31 2018-10-31 No 4 M Direct
4,742 2018-10-31 2019-10-31 No 4 M Direct
Footnotes
  1. Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.
  2. Not applicable.
  3. Represents the withholding of shares for tax purposes.
  4. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
  5. RSUs from grant dated September 3, 2014.
  6. RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,708 on October 31, 2018.
  7. RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,371 on October 31, 2018; and 2,371 on October 31, 2019.