Filing Details
- Accession Number:
- 0001127602-17-030882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 10:15:03
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-02 10:15:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710917 | Ippocratis Vrohidis | 3M Center Maplewood MN 55144 | Vp Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-31 | 804 | $89.47 | 898 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 200 | $230.34 | 698 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-31 | 157 | $230.35 | 541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-31 | 273 | $230.36 | 268 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-31 | 174 | $230.36 | 94 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 921 | $87.89 | 1,015 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 821 | $230.33 | 194 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-31 | 100 | $230.34 | 94 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-10-31 | 804 | $0.00 | 804 | $89.47 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-10-31 | 921 | $0.00 | 921 | $87.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
| 0 | 2013-02-07 | 2022-02-07 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- The reporting person held the option for the benefit of his former spouse and had no pecuniary interest in the option.
Billionaire Hedge Funds
