Filing Details

Accession Number:
0001225208-17-016763
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-11-01 19:38:50
Reporting Period:
2017-10-31
Accepted Time:
2017-11-01 19:38:50
Original Submission Date:
2017-10-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649599 J Nigel Murtagh 211 Main Street
San Francisco CA 94105
Evp - Corporate Risk No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-31 5,000 $12.93 28,622 No 4 M Direct
Common Stock Acquisiton 2017-10-31 3,000 $12.45 31,622 No 4 M Direct
Common Stock Disposition 2017-10-31 3,000 $45.15 28,622 No 4 S Direct
Common Stock Disposition 2017-10-31 5,000 $45.15 23,622 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-10-31 5,000 $0.00 5,000 $12.93
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-10-31 3,000 $0.00 3,000 $12.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,938 2013-07-02 2022-07-02 No 4 M Direct
10,110 2013-08-01 2022-08-01 No 4 M Direct