Filing Details
- Accession Number:
- 0000054480-17-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-01 17:09:46
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-01 17:09:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457260 | K Mary Stadler | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Svp - Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-31 | 955 | $97.77 | 6,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 1,018 | $94.23 | 7,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 1,973 | $103.91 | 5,147 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-31 | 955 | $0.00 | 955 | $97.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-31 | 1,018 | $0.00 | 1,018 | $94.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-20 | No | 4 | M | Direct | |
| 0 | 2024-02-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 976 | 976 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $82.71 | 2026-02-18 | 1,566 | 1,566 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 2,208 | 2,208 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-02-17 | 976 | 976 | Direct |
| 2026-02-18 | 1,566 | 1,566 | Direct |
| 2027-02-16 | 2,208 | 2,208 | Direct |
Footnotes
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
- 783 of these options become exercisable on February 19, 2018 and 783 of these options become exercisable on February 19, 2019.
Billionaire Hedge Funds
