Filing Details

Accession Number:
0001104659-17-064963
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-31 16:02:27
Reporting Period:
2017-10-27
Accepted Time:
2017-10-31 16:02:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497434 Shelly O'brien 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-27 3,000 $53.48 10,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $9.00 2011-07-28 2020-07-28 18,366 18,366 Direct
Common Stock Employee Stock Option (Right to Buy) $12.55 2012-02-28 2021-02-28 3,333 3,333 Direct
Common Stock Employee Stock Option (Right to Buy) $12.45 2013-02-28 2022-02-28 3,399 3,399 Direct
Common Stock Employee Stock Option (Right to Buy) $15.34 2014-02-28 2023-02-28 7,150 7,150 Direct
Common Stock Employee Stock Option (Right to Buy) $41.84 2015-02-28 2024-02-28 5,500 5,500 Direct
Common Stock Employee Stock Option (Right to Buy) $53.88 2016-02-29 2025-02-27 4,800 4,800 Direct
Common Stock Employee Stock Option (Right to Buy) $20.51 2017-02-28 2026-02-28 2,464 2,464 Direct
Common Stock Employee Stock Option (Right to Buy) $31.70 2018-03-28 2027-03-28 1,667 1,667 Direct
Common Stock Restricted Stock Units $0.00 2018-02-28 1,067 1,067 Direct
Common Stock Restricted Stock Units $0.00 2019-02-28 1,233 1,233 Direct
Common Stock Restricted Stock Units $0.00 2019-08-02 16,668 16,668 Direct
Common Stock Restricted Stock Units $0.00 2020-03-28 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-07-28 18,366 18,366 Direct
2021-02-28 3,333 3,333 Direct
2022-02-28 3,399 3,399 Direct
2023-02-28 7,150 7,150 Direct
2024-02-28 5,500 5,500 Direct
2025-02-27 4,800 4,800 Direct
2026-02-28 2,464 2,464 Direct
2027-03-28 1,667 1,667 Direct
2018-02-28 1,067 1,067 Direct
2019-02-28 1,233 1,233 Direct
2019-08-02 16,668 16,668 Direct
2020-03-28 5,000 5,000 Direct
Footnotes
  1. This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
  2. This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  3. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  4. Each restricted stock unit represents the contingent right to receive one share of common stock upon the vesting of the unit.
  5. These restricted stock units vest over a 3-year period; one-third of the total amount vests on each anniversary of the date of grant.
  6. These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  7. These restricted stock units vest over a 3-year period; one-twelfth of the total amount vests on each three-month anniversary of the date of grant.
  8. Sale pursuant to 10b5-1 Plan.
  9. The Common Shares reported herein as being sold were sold at a range of between $53.45 and $53.60 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.