Filing Details
- Accession Number:
- 0000899243-17-024947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 08:30:35
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-10-31 08:30:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1209028 | Arlington Asset Investment Corp. | AI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174250 | Iii S Ralph Michael | C/O Arlington Asset Investment Corp. 1001 Nineteenth Street North, Suite 1900 Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-10-30 | 5,000 | $11.66 | 7,325 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 0 | 49,348 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 49,348 | Direct |
Footnotes
- Represents the current Restricted Stock Units ("RSUs") owned by the reporting person. No transaction occurred and is for informational purpsoses only.
- Each RSU represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").
- Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date.The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.
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