Filing Details

Accession Number:
0001077771-17-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-30 17:40:02
Reporting Period:
2017-10-26
Accepted Time:
2017-10-30 17:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235865 P Raymond Davis One Sw Columbia St
Suite 1200
Portland OR 97258
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-26 36,829 $20.60 579,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,569 Indirect by 401k
Common Stock 7,909 Indirect by SRP Plan
Common Stock 2,955 Indirect by IRA
Footnotes
  1. Sale principally for tax planning purposes.
  2. This amount includes an adjustment of amount of securities beneficially owned following the transaction (an increase of 60,000 shares) to address a typographical error made in the Form 4 filed February 2, 2016. The Form 4 correctly reported the transaction completed on January 31, 2016, but the total amount of securities owned following the reported transaction should have been 574,378 (not 514,378).
  3. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
  4. Holdings reported include shares acquired in the Supplemental Retirement Plan through dividend reinvestment, payroll deferrals and/or employer contributions.
  5. Holdings by IRA Custodian.