Filing Details
- Accession Number:
- 0001179110-17-013528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-30 16:32:11
- Reporting Period:
- 2017-10-26
- Accepted Time:
- 2017-10-30 16:32:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205983 | Colin Moore | 1098 Ameriprise Financial Center Minneapolis MN 55474 | Evp & Global Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-26 | 18,376 | $87.79 | 73,690 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-26 | 14,091 | $157.06 | 59,599 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-10-26 | 4,285 | $161.09 | 55,314 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-10-26 | 18,376 | $0.00 | 18,376 | $87.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,754 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 4,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 26, 2017 with sale prices ranging from $161.085 to $161.111 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016.
Billionaire Hedge Funds
