Filing Details

Accession Number:
0001428205-17-000239
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-30 14:45:12
Reporting Period:
2017-10-30
Accepted Time:
2017-10-30 14:45:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428205 Armour Residential Reit Inc. ARR Real Estate Investment Trusts (6798) 261908763
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557465 R James Mountain 3001 Ocean Drive
Suite 201
Vero Beach FL 32963
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-10-30 1,000 $25.50 16,062 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-10-30 600 $25.28 16,662 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-10-30 2,400 $25.45 19,062 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share 7.875% Series B Cumulative Redeemable Preferred Stock Disposition 2017-10-30 2,000 $25.04 13,928 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Per Share 7.875% Series B Cumulative Redeemable Preferred Stock $0.00 8,705 1,250 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
8,705 1,250 Indirect
Footnotes
  1. Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series B Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series B Preferred Stock into a number of shares of common stock of the issuer per share of Series B Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series B Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series B Preferred Stock); and (ii) 6.9638, subject to certain adjustments indicated in the Articles Supplementary relating to the Series B Preferred Stock.
  2. The Series B Preferred Stock has no expiration date.
  3. The price reported in Column 8 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.02 to $25.06, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).
  4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.