Filing Details
- Accession Number:
- 0001321646-17-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-27 21:01:46
- Reporting Period:
- 2017-10-27
- Accepted Time:
- 2017-10-27 21:01:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628313 | Leo James Simmons | C/O Kraton Corporation 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Svp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-27 | 3,558 | $28.42 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 3,558 | $47.18 | 21,442 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-27 | 3,392 | $37.11 | 24,834 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 3,392 | $47.61 | 21,442 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-27 | 3,558 | $0.00 | 3,558 | $28.42 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-27 | 3,392 | $0.00 | 3,392 | $37.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-03-05 | No | 4 | M | Direct | |
| 0 | 2021-03-07 | No | 4 | M | Direct |
Footnotes
- All shares of common stock were sold at an exact price of $47.1795.
- The price in column 4 is a weighted average. The prices actually received ranged from $47.6116 to $47.6118. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Since the date of the reporting person's last ownership report, Mr. Simmons transferred 1,206 shares of common stock of Kraton Corporation to his former spouse pursuant to a domestic relations order.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 5, 2012.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 7, 2011.
Billionaire Hedge Funds
