Filing Details

Accession Number:
0001109357-17-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-27 17:23:19
Reporting Period:
2017-10-25
Accepted Time:
2017-10-27 17:23:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109357 Exelon Corp EXC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087426 Iii A Mayo Shattuck 10 South Dearborn Street
54Th Floor
Chicago IL 60603
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-25 379,337 $37.71 746,986 No 4 M Direct
Common Stock Disposition 2017-10-25 379,337 $40.05 367,649 No 4 S Direct
Common Stock Acquisiton 2017-10-26 91,036 $39.21 458,685 No 4 M Direct
Common Stock Disposition 2017-10-26 91,036 $40.27 367,649 No 4 S Direct
Common Stock Acquisiton 2017-10-27 96,697 $39.21 464,346 No 4 M Direct
Common Stock Disposition 2017-10-27 96,697 $40.26 367,649 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Option 02/26/2010 Disposition 2017-10-25 379,337 $0.00 379,337 $37.71
Common Stock NQ Stock Option 04/02/2012 Disposition 2017-10-26 91,036 $0.00 91,036 $39.21
Common Stock NQ Stock Option 04/02/2012 Disposition 2017-10-27 96,697 $0.00 96,697 $39.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-01 No 4 M Direct
155,964 2018-03-01 No 4 M Direct
59,267 2018-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (401K Shares) 2,091 Direct
Common Stock 10,000 Indirect By Lizzie Mae, LLC
Common Stock (Deferred Stock Units) 16,676 Indirect By Exelon Directors Deferred Stock Unit Plan
Footnotes
  1. Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017.
  2. Shares were sold in lots ranging in price from $40.00 to $40.17. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  3. Shares were sold in lots ranging in price from $40.25 to $40.34. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  4. Shares were sold in lots ranging in price from $40.25 to $40.32. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  5. Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
  6. Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
  7. Exercise of fully-vested non-qualitied employee stock option granted under the Exelon Long Term Incentive Plan.
  8. The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein