Filing Details

Accession Number:
0000950103-17-010334
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-27 16:20:16
Reporting Period:
2017-10-17
Accepted Time:
2017-10-27 16:20:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1687221 Rev Group Inc. REVG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297865 M Dino Cusumano C/O Aip
330 Madison Avenue, 28Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-17 40,263 $26.09 150,671 No 4 S Direct
Common Stock Disposition 2017-10-17 9,402,307 $26.09 35,184,656 No 4 S Indirect See footnote
Common Stock Disposition 2017-10-27 6,040 $26.09 144,631 No 4 S Direct
Common Stock Disposition 2017-10-27 1,410,346 $26.09 33,774,310 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
Footnotes
  1. Represents a total of 46,303 shares that were disposed of pursuant to the registered offering contemplated by the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-220874). 40,263 shares were disposed of on October 17, 2017 at closing of the offering, and the remaining 6,040 shares were disposed of on October 27, 2017 pursuant to the exercise in full by the underwriters of their option to purchase additional shares as described in such registration statement.
  2. Represents a total of 10,812,653 shares that were disposed of pursuant to the registered offering contemplated by the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-220874). 9,402,307 shares were disposed of on October 17, 2017 at closing of the offering, and the remaining 1,410,346 shares were disposed of on October 27, 2017 pursuant to the exercise in full by the underwriters of their option to purchase additional shares as described in such registration statement. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the AIP Funds except to the extent of any pecuniary interest therein.
  3. The 33,774,310 shares represent (i) 31,452,804 shares of common stock held by American Industrial Partners Capital Fund IV, LP. ("Fund IV"), (ii) 155,889 shares of common stock held by American Industrial Partners Capital Fund IV (Parallel), LP ("Parallel Fund") and (iii) 2,165,617 shares of common stock held by AIP/CHC Holdings, LLC ("AIP Holdings" and, together with Fund IV and Parallel Fund, the "AIP Funds"). AIP CF IV, LLC ("AIP GP") is the general partner of Fund IV and the Parallel Fund. The Reporting Person is one of the senior managing members of AIP GP. He is also one of the managing members of AIP/CHC Investors, LLC, which is the managing member of AIP Holdings. As a result of the above, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by the AIP Funds. The AIP Funds may be deemed to be a "group" within the meaning of Rule 13d-5 of the Securities Exchange Act of 1934, as amended.