Filing Details

Accession Number:
0001382963-17-000170
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-27 13:57:21
Reporting Period:
2017-10-03
Accepted Time:
2017-10-27 13:57:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460702 Ritter Pharmaceuticals Inc RTTR Pharmaceutical Preparations (2834) 263474527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631674 E. Ira Ritter Ritter Pharmaceuticals, Inc.
1801 Century Park East, #1820
Los Angeles CA 90067
Exec. Chairman, Cso Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-03 187,500 $0.00 1,004,772 No 4 P Indirect by Stonehenge Partners LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Stonehenge Partners LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2017-10-03 187,500 $0.00 187,500 $0.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,500 2017-10-03 2022-10-03 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,250 Indirect By Trust
Footnotes
  1. Stonehenge Partners LLC ("Stonehenge") purchased 187,500 Class A Units of the Issuer, consisting of 187,500 shares of common stock and warrants to purchase 187,500 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to Stonehenge in the puble offering were immediately separable and were issued separately in the offering.
  2. As a managing partner of Stonehenge the Reporting Person may be deemed the beneficial owner of these shares. The Reporting Person expressly disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.
  3. These shares are held in a retirement plan trust of which the Reporting Person and his spouse are trustees. The Reporting Person's spouse and the revocable trust of the Reporting Person and his spouse are beneficiaries of the retirement plan trust. The Reporting Person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.