Filing Details

Accession Number:
0001294671-17-000095
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-26 16:49:07
Reporting Period:
2017-10-26
Accepted Time:
2017-10-26 16:49:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91576 Keycorp W KEY National Commercial Banks (6021) 346542451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1669883 Iii J Andrew Paine C/O Keycorp
127 Public Square
Cleveland OH 44114
Co-Head Corporate Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-10-24 25,000 $11.16 110,052 No 4 M Direct
Common Shares Disposition 2017-10-24 19,817 $18.55 90,235 No 4 F Direct
Common Shares Acquisiton 2017-10-24 20,000 $6.12 110,235 No 4 M Direct
Common Shares Disposition 2017-10-24 13,025 $18.55 97,210 No 4 F Direct
Common Shares Acquisiton 2017-10-24 34,696 $9.26 131,906 No 4 M Direct
Common Shares Disposition 2017-10-24 46,854 $18.56 85,052 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option to Buy Disposition 2017-10-24 25,000 $0.00 25,000 $11.16
Common Shares Option to Buy Disposition 2017-10-24 20,000 $0.00 20,000 $6.12
Common Shares Option to Buy Disposition 2017-10-24 34,696 $0.00 34,696 $9.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-07-25 No 4 M Direct
0 2011-03-31 2019-06-12 No 4 M Direct
0 2021-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 29,230 Indirect By spouse
Common Shares 17,918 Indirect 401(k) Plan
Common Shares 445 Indirect By Paine Investments LP
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.52 to $18.59.
  2. The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Reported as of July 27, 2017.
  4. This option vested in three equal annual installments ending on July 25, 2011.
  5. This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown).
  6. This option vested in four equal annual installments ending on March 4, 2015.