Filing Details
- Accession Number:
- 0001140361-17-039552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 17:06:57
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-25 17:06:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1502377 | Contango Ore Inc. | CTGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182585 | B John Juneau | 3700 Buffalo Speedway Suite 925 Houston TX 77098 | President And Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2017-10-23 | 13,200 | $19.00 | 96,534 | No | 4 | P | Indirect | By Juneau Exploration. L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Juneau Exploration. L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 | 147,234 | Indirect | By J5D Enterprises, LP, formerly J4D Enterprises LP |
| Common Stock, Par Value $0.01 | 166,898 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.00 | 2017-12-07 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-07 | 75,000 | 75,000 | Direct |
Footnotes
- The reporting person acquired 13,200 shares of common stock at $19.00 per share, in a private placement to certain investors (the Investors) pursuant a Stock Purchase Agreement dated October 23, 2017 between Contango ORE, Inc. and the Investors.
- This number represents the amount of common stock owned by J5D Enterprises, LP.
- This number represents the amount of common stock owned by Juneau Exploration, LP.
- The options are fully vested.
Billionaire Hedge Funds
