Filing Details

Accession Number:
0001035267-17-000150
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-25 15:42:27
Reporting Period:
2017-10-24
Accepted Time:
2017-10-25 15:42:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1035267 Intuitive Surgical Inc ISRG Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 770416458
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1277620 H Craig Barratt 1020 Kifer Road
Sunnyvale CA 94086
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-24 7,500 $119.06 7,500 No 4 M Direct
Common Stock Disposition 2017-10-24 7,500 $371.16 0 No 4 S Direct
Common Stock Acquisiton 2017-10-24 7,500 $119.06 7,500 No 4 M Direct
Common Stock Disposition 2017-10-24 7,500 $371.20 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-10-24 7,500 $0.00 7,500 $119.06
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-10-24 7,500 $0.00 7,500 $119.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2021-04-21 No 4 M Direct
7,500 2021-04-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,423 Indirect by Trust
Footnotes
  1. The shares were sold subject to a 10b5-1 trading plan established on 08-24-17.
  2. On October 6, 2017, the common stock and equity grants of Intuitive Surgical split 3-for-1, resulting in the reporting person's ownership of the company's stock and equity grants to increase (for every one share owned or granted, 2 additional shares were issued) and the exercise price of stock option grants to decrease to 1/3rd of the original grant price.
  3. Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 1/3rd one year after the date of grant and 1/36th each month thereafter.