Filing Details
- Accession Number:
- 0001225208-17-016545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 13:49:10
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-25 13:49:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1599549 | J Robert Martsching | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | Vp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-23 | 3,870 | $57.93 | 8,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 4,315 | 4,315 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 3,504 | 3,504 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $33.38 | 2026-01-19 | 9,546 | 9,546 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $38.31 | 2023-04-10 | 658 | 658 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2023-01-24 | 2,806 | 2,806 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2025-01-22 | 7,292 | 7,292 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2024-01-23 | 5,326 | 5,326 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $50.10 | 2018-01-26 | 2027-01-26 | 7,582 | 7,582 | Direct |
| Common Stock | Performance Stock Option (Right-to-Buy) | $57.70 | 2021-01-31 | 2027-10-20 | 20,016 | 20,016 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2017-01-19 | 2019-01-19 | 748 | 748 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2018-01-26 | 2020-01-26 | 820 | 820 | Direct |
| Common Stock | Phantom Units | $0.00 | 3,015 | 3,015 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2019-01-19 | 748 | 748 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-22 | 656 | 656 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-05-01 | 2,384 | 2,384 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-26 | 2027-01-26 | 1,890 | 1,890 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 4,315 | 4,315 | Direct |
| 2022-01-26 | 3,504 | 3,504 | Direct |
| 2026-01-19 | 9,546 | 9,546 | Direct |
| 2023-04-10 | 658 | 658 | Direct |
| 2023-01-24 | 2,806 | 2,806 | Direct |
| 2025-01-22 | 7,292 | 7,292 | Direct |
| 2024-01-23 | 5,326 | 5,326 | Direct |
| 2027-01-26 | 7,582 | 7,582 | Direct |
| 2027-10-20 | 20,016 | 20,016 | Direct |
| 2019-01-19 | 748 | 748 | Direct |
| 2020-01-26 | 820 | 820 | Direct |
| 3,015 | 3,015 | Direct | |
| 2019-01-19 | 748 | 748 | Direct |
| 2018-01-22 | 656 | 656 | Direct |
| 2018-05-01 | 2,384 | 2,384 | Direct |
| 2027-01-26 | 1,890 | 1,890 | Direct |
Footnotes
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $57.92 to $57.96. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Amount includes 2,738 restricted shares that are 100% vested and restricted shares acquired pursuant to a dividend accrual feature.
- Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- This option is 100% vested.
- This option vests in three equal annual installments beginning on January 19, 2017.
- This option vests in three equal annual installments beginning on January 22, 2016.
- This option vests in three equal annual installments beginning on the date shown.
- These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
- Each performance-based non-qualified stock option represents a contingent right and option to purchase all or any part of an aggregate of 20,016 shares of Common Stock at the price of $57.70 per share. Prior to vesting, the number of options subject to the award will be adjusted based on the company's adjusted EBITDA performance for fiscal year 2020. The number of options may decrease to as low as 0% of the initial number of options depending on the level of adjusted EBITDA performance. The grant amount is shown at the superior level of performance.
- These performance stock units convert into shares of common stock on a 1-for-1 basis.
- These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
- Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
- These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
- Amount includes stock units acquired pursuant to a dividend equivalent feature.
- These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- These restricted stock units vest in three equal annual installments beginning on January 19, 2017.
- Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- 50% of these restricted stock units vested on May 1, 2017 and 50% will vest on May 1, 2018.
- These restricted stock units vest in three equal annual installments beginning on the date shown.
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