Filing Details

Accession Number:
0001550096-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-24 16:46:18
Reporting Period:
2017-10-20
Accepted Time:
2017-10-24 16:46:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550096 R. John Hartnett Illinois Tool Works Inc.
155 Harlem Avenue
Glenview IL 60025
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-20 6,533 $55.71 18,622 No 4 M Direct
Common Stock Disposition 2017-10-20 6,533 $155.00 12,089 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2017-10-20 6,533 $0.00 6,533 $55.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-10 2022-02-10 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $63.25 2014-02-15 2023-02-15 28,823 28,823 Direct
Common Stock Employee Stock Option $78.59 2015-02-14 2024-02-14 24,202 24,202 Direct
Common Stock Employee Stock Option $91.88 2017-02-12 2026-02-12 19,980 19,980 Direct
Common Stock Employee Stock Option $98.26 2016-02-13 2025-02-13 19,436 19,436 Direct
Common Stock Performance Restricted Stock Unit (granted 2/12/2016) $0.00 4,353 4,353 Direct
Common Stock Performance Restricted Stock Unit (granted 2/13/15) $0.00 4,070 4,070 Direct
Common Stock Performance Share Units (granted 2/10/17) $0.00 2,477 2,477 Direct
Common Stock Employee Stock Option $128.00 2018-02-10 2027-02-10 23,294 23,294 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-15 28,823 28,823 Direct
2024-02-14 24,202 24,202 Direct
2026-02-12 19,980 19,980 Direct
2025-02-13 19,436 19,436 Direct
4,353 4,353 Direct
4,070 4,070 Direct
2,477 2,477 Direct
2027-02-10 23,294 23,294 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective June 12, 2017.
  2. Options vest in four (4) equal annual installments beginning one year from date of grant.
  3. Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
  4. Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.
  5. PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents accrued to date.