Filing Details

Accession Number:
0001235802-17-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-24 16:19:19
Reporting Period:
2017-10-20
Accepted Time:
2017-10-24 16:19:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374128 Entellus Medical Inc ENTL Surgical & Medical Instruments & Apparatus (3841) 204627978
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626343 L Kevin Mensink 3600 Holly Lane North, Suite 40
Plymouth MN 55447
Vice President, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2017-10-20 2,500 $1.24 10,000 No 4 M Direct
Common Stock, $0.001 Par Value Disposition 2017-10-20 2,500 $19.00 7,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-10-20 2,500 $1.24 2,500 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,900 2023-04-08 No 4 M Direct
Footnotes
  1. Includes 7,500 shares that will be issued over time upon vesting pursuant to a restricted stock unit granted under the Entellus Medical, Inc. 2015 Incentive Award Plan.
  2. These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  3. This option vested as to twenty-five percent (25%) of the shares underlying the option on April 8, 2014, with the remaining shares vesting in 36 substantially equal monthly installments on each monthly anniversary of the grant date thereafter, subject to continued employment or service with the Issuer through each applicable vesting date.