Filing Details
- Accession Number:
- 0000914190-17-000336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-24 16:04:45
- Reporting Period:
- 2017-10-20
- Accepted Time:
- 2017-10-24 16:04:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1616455 | Kirk Geadelmann | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-20 | 5,000 | $8.75 | 17,070 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-10-23 | 5,000 | $9.25 | 22,070 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.93 | 2021-08-12 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.15 | 2026-04-20 | 12,500 | 12,500 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $20.35 | 2027-05-11 | 13,200 | 13,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-08-12 | 100,000 | 100,000 | Direct |
| 2026-04-20 | 12,500 | 12,500 | Direct |
| 2027-05-11 | 13,200 | 13,200 | Direct |
Footnotes
- Includes (i) 5,200 shares of restricted stock for which the Company's purchase option will lapse in equal installments of 1,300 shares on each of April 20, 2018, April 20, 2019, April 20, 2020 and April 20, 2021; (ii) 3,000 shares of restricted stock for which the Company's purchase option will lapse in installments of 750 shares on each of May 11, 2018, May 11, 2019, May 11, 2020 and May 11, 2021; and (iii) 3,000 shares of performance-based restricted stock for which the Company's purchase option will lapse on May 11, 2020 based on the Company's achievement of its three-year adjusted EBITDA target.
- Options to purchase 20,000 shares vest on each of August 12, 2015, August 12, 2016, August 12, 2017, August 12, 2018 and August 12, 2019.
- Options to purchase 2,500 shares vest on each of April 20, 2017, April 20, 2018, April 20, 2019, April 20, 2020 and April 20, 2021.
- Options to purchase 3,300 shares vest on each of May 11, 2018, May 11, 2019, May 11, 2020 and May 11, 2021.
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