Filing Details

Accession Number:
0001209191-17-057674
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-20 17:36:40
Reporting Period:
2017-10-18
Accepted Time:
2017-10-20 17:36:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416894 Yuval Wasserman 1625 Sharp Point Drive
Fort Collins CO 80525
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-18 10,669 $11.02 130,259 No 4 M Direct
Common Stock Disposition 2017-10-18 10,669 $90.00 119,590 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2017-10-18 10,669 $0.00 10,669 $11.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-03 2022-01-03 No 4 M Direct
Footnotes
  1. Shares exercised in accordance with 10b5-1 trading plan.
  2. Shares sold in accordance with 10b5-1 trading plan.
  3. Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units.