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Home > Insider Trading > Filing (0001126328-17-000256)

Filing Details

Accession Number:: 0001126328-17-000256
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-19 15:47:37
Reporting Period:: 2017-10-18

Accepted Time:: 2017-10-19 15:47:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326278	Joseph Daniel Houston	711 High Street Des Moines IA 50392	Chairman, President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-10-18	38,097	$34.26	200,737	No	4	M	Direct
Common Stock	Disposition	2017-10-18	38,097	$68.00	162,640	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-10-18	38,097	$0.00	38,097	$34.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,103	2014-02-28	2021-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,054	Indirect	By 401(k) Plan

Footnotes

Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017.
Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.