Filing Details

Accession Number:
0001214659-17-006100
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-18 16:37:07
Reporting Period:
2017-10-16
Accepted Time:
2017-10-18 16:37:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468780 Powin Energy Corp PWON Miscellaneous Manufacturing Industries (3990) 870455378
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495533 Joseph Lu 20550 Sw 115Th Ave.
Tualatin OR 97062
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-16 4,077,573 $0.75 19,897,830 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares were acquired upon the voluntary conversion of promissory notes owed by the Issuer to the Reporting Person in the aggregate principal and interest balance of $3,075,616.40. The effective price per share was calculated based on the aggregate amount of the notes converted and the total number of shares transferred in satisfaction of the notes.
  2. These shares are held by the Joseph Lu Trust and by the Mei Yi Living Trust, respectively.