Filing Details
- Accession Number:
- 0001209191-17-057284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-18 13:29:51
- Reporting Period:
- 2017-10-16
- Accepted Time:
- 2017-10-18 13:29:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 813672 | Cadence Design Systems Inc | CDNS | Services-Prepackaged Software (7372) | 770148231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008463 | Bu Lip Tan | 2655 Seely Avenue, Bldg. 5 San Jose CA 95134 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-17 | 37,499 | $0.00 | 445,833 | No | 5 | Z | Direct | |
| Common Stock | Acquisiton | 2017-08-17 | 37,499 | $0.00 | 1,085,679 | No | 5 | Z | Indirect | By Trust 2 |
| Common Stock | Disposition | 2017-09-05 | 12,500 | $0.00 | 433,333 | No | 5 | Z | Direct | |
| Common Stock | Acquisiton | 2017-09-05 | 12,500 | $0.00 | 1,098,179 | No | 5 | Z | Indirect | By Trust 2 |
| Common Stock | Acquisiton | 2017-10-16 | 100,000 | $9.66 | 533,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-16 | 100,000 | $41.97 | 433,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | Z | Direct | |
| No | 5 | Z | Indirect | By Trust 2 |
| No | 5 | Z | Direct | |
| No | 5 | Z | Indirect | By Trust 2 |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-16 | 100,000 | $0.00 | 100,000 | $9.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2011-03-08 | 2018-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,400 | Indirect | Held by IRA |
| Common Stock | 15,000 | Indirect | By Trust 1 |
| Common Stock | 7,000 | Indirect | By Trust 3 |
Footnotes
- Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
- Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by L Tan & N Lee TTEE, Pacven Walden Inc. 401(K) PSPS, FBO Lip-Bu Tan.
- Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
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