Filing Details

Accession Number:
0001209191-17-057226
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-17 20:16:54
Reporting Period:
2017-09-07
Accepted Time:
2017-10-17 20:16:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460329 Cogint Inc. COGT Services-Advertising (7310) 770688094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640723 Daniel Maclachlan C/O Cogint, Inc. 2650 N. Military Trail
Suite 300
Boca Raton FL 33431
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-07 350,000 $0.00 437,185 No 4 A Direct
Common Stock Disposition 2017-09-11 16,000 $5.25 421,185 No 4 S Direct
Common Stock Disposition 2017-09-12 1,243 $4.80 419,942 No 4 S Direct
Common Stock Disposition 2017-09-13 118,197 $4.71 301,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66,666 Direct
Common Stock 3,000 Indirect Held in an IRA
Footnotes
  1. On September 7, 2017, the Reporting Person received a grant of 350,000 shares under the 2015 Stock Incentive Plan, as amended. The shares are fully-vested and subject to certain lock-up restrictions, with 166,667 shares subject to lock-up until September 1, 2018, 166,667 shares subject to lock-up until September 1, 2019 and 166,666 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.
  2. Represents the sale of 16,000 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.
  3. Represents the sale of 1,243 shares with a weighted average sales price of $4.80 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.
  4. Represents the sale of 118,197 shares with a weighted average sales price of $4.71 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.
  5. Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on June 1, 2018 and June 1, 2019, subject to accelerated vesting under certain conditions.