Filing Details

Accession Number:
0001228224-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-16 17:57:38
Reporting Period:
2017-10-12
Accepted Time:
2017-10-16 17:57:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1223389 Conns Inc CONN Retail-Radio, Tv & Consumer Electronics Stores (5731) 061672840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228224 C Harriet Stephens 111 Center Street
Little Rock AR 72201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-12 30,000 $25.36 2,757,920 No 4 P Indirect By Stephens Investments Holdings LLC
Common Stock Acquisiton 2017-10-13 12,000 $25.50 2,769,920 No 4 P Indirect By Stephens Investments Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Stephens Investments Holdings LLC
No 4 P Indirect By Stephens Investments Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,619 Indirect By Warren Miles Amerine Stephens 2012 Trust
Common Stock 385,350 Indirect By Warren A. Stephens Grantors Trust
Common Stock 285,000 Indirect By Warren A. Stephens Roth IRA
Common Stock 430,000 Indirect By WAS Family Trust One
Common Stock 279,831 Indirect By Harriet C. Stephens Trust
Common Stock 403,452 Indirect By Paula W. and John P. Calhoun Family Trust
Common Stock 931,038 Indirect By Warren and Harriet Stephens Childrens Trust
Common Stock 82,430 Indirect By Stephens Inc.
Common Stock 0 Indirect By WAS Conns Annuity Trust One
Common Stock 56,633 Indirect By Warren Miles Amerine Stephens 1995 Trust
Common Stock 6,352 Indirect By Warren Miles Amerine Stephens Trust
Common Stock 56,633 Indirect By John Calhoun Stephens 1995 Trust
Common Stock 6,352 Indirect By John Calhoun Stephens Trust
Common Stock 56,633 Indirect By Laura Whitaker Stephens 1995 Trust
Common Stock 6,352 Indirect By Laura Whitaker Stephens Trust
Common Stock 68,706 Indirect By Warren Miles Amerine Stephens Revocable Trust
Common Stock 68,705 Indirect By John C. Stephens Revocable Trust
Common Stock 68,705 Indirect By Laura Whitaker Stephens Revocable Trust
Footnotes
  1. Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.275 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.
  2. Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.45 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.
  3. Number of shares reported as indirectly owned by Harriet C. Stephens Trust reflects the receipt of 96,548 shares previously reported as indirectly owned by Paula W. & John P. Calhoun Family Trust UID 6/29/2016, a grantor retained annuity trust for the benefit of the children of Warren and Harriet Stephens.
  4. Number of shares reported as indirectly owned by Paula W. & John Cahoun Family Trust UID 6/29/2016 reflects the transfer to Harriet C. Stephens Trust of 96,548 shares pursuant to an annuity obligation.
  5. Number of shares reported as indirectly owned by WAS Conns Annuity Trust One reflects the gifts by WAS Conns Annuity Trust One of (i) 68,706 shares to Warren Miles Amerine Stephens Revocable Trust, (ii) 68,705 shares to John C. Stephens Revocable Trust, and (iii) 68,705 shares to Laura Whitaker Stephens Revocable Trust. All of such trusts are trusts established for the benefit of reporting person's children.
  6. Represents shares previously reported as indirectly owned by WAS Conns Annuity Trust One.