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Home > Insider Trading > Filing (0001683168-17-002674)

Filing Details

Accession Number:: 0001683168-17-002674
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-16 17:00:38
Reporting Period:: 2017-09-25

Accepted Time:: 2017-10-16 17:00:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1579910	Resonant Inc	RESN	Semiconductors & Related Devices (3674)	454320930

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604815	Longboard Capital Advisors, Llc	1312 Cedar St. Santa Monica CA 90405		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-09-25	5,300	$4.70	185,300	No	4	P	Indirect	By Blue Earth Fund, LP
Common Stock	Acquisiton	2017-09-25	5,300	$4.70	34,900	No	4	P	Indirect	By Conrad Group Inc. Defined Benefit Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Blue Earth Fund, LP
No	4	P	Indirect	By Conrad Group Inc. Defined Benefit Plan

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2017-09-25	5,300	$0.00	5,300	$4.85
Common Stock	Warrants	Acquisiton	2017-09-25	5,300	$0.00	5,300	$4.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
125,300	2018-03-28	2020-09-28	No	4	P	Indirect
5,300	2018-03-28	2020-09-28	No	4	P	Indirect

Footnotes

Units were purchased, at a price of $4.70 per unit. Each unit contains 1 restricted common stock share and 1 warrant to purchase a restricted common stock share at an exercise price of $4.85 per share.