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Filing Details

Accession Number:
0001225208-17-016242
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-13 14:47:58
Reporting Period:
2017-10-12
Accepted Time:
2017-10-13 14:47:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245652 G Laurie Hylton Two International Place
Eaton Vance
Boston MA 02110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2017-10-12 13,730 $21.46 202,301 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2017-10-12 11,722 $27.50 214,023 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2017-10-12 11,455 $24.46 225,478 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2017-10-12 10,594 $28.69 236,072 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2017-10-12 7,596 $50.57 228,476 No 4 F Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2017-10-12 21,371 $50.60 207,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2017-10-12 10,594 $0.00 10,594 $28.69
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2017-10-12 11,455 $0.00 11,455 $24.46
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2017-10-12 11,722 $0.00 11,722 $27.50
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2017-10-12 13,730 $0.00 13,730 $21.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-11-01 No 4 M Direct
0 2021-11-01 No 4 M Direct
0 2019-11-02 No 4 M Direct
0 2018-11-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Trust Receipt 18,623 Direct
Eaton Vance Corp. Non-Voting Common Stock 9,080 Indirect By Custodian For Children
Eaton Vance Corp. Common Stock (Voting) 18,623 Indirect By Voting Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.23 2022-11-01 20,861 20,861 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $34.84 2026-11-01 58,380 58,380 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.71 2024-11-03 51,360 51,360 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.76 2025-11-02 51,000 51,000 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $41.90 2023-11-01 32,240 32,240 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-11-01 20,861 20,861 Direct
2026-11-01 58,380 58,380 Direct
2024-11-03 51,360 51,360 Direct
2025-11-02 51,000 51,000 Direct
2023-11-01 32,240 32,240 Direct
Footnotes
  1. Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option.
  2. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  3. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  4. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  5. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  6. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  7. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  8. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  9. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  10. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  11. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.