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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-10-13 06:50:27
Reporting Period:
Accepted Time:
2017-10-13 06:50:27
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685867 Angela Ai 16/f Two Grand Gateway
3 Hong Qiao Road
Shanghai F4 200030
Chief Development Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-12 26,990 $14.88 26,990 No 4 M Direct
Common Stock Disposition 2017-10-12 9,312 $43.13 17,678 No 4 D Direct
Common Stock Disposition 2017-10-12 17,678 $43.05 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-10-12 26,990 $0.00 26,990 $14.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-04 No 4 M Direct
  1. This transaction was executed in multiple trades at prices ranging from $43 to $43.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Vested in full.