Filing Details
- Accession Number:
- 0000906318-17-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-12 16:03:51
- Reporting Period:
- 2017-10-11
- Accepted Time:
- 2017-10-12 16:03:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1637913 | Milacron Holdings Corp. | MCRN | Special Industry Machinery, Nec (3559) | 800798640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645268 | G Ira Boots | C/O Milacron Holdings Corp. 10200 Alliance Road, Suite 200 Cincinnati OH 45242 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share ("Common Stock") | Acquisiton | 2017-10-11 | 101,064 | $6.64 | 101,064 | No | 4 | M | Indirect | Held by Boots Family Trust #1 |
| Common Stock | Disposition | 2017-10-11 | 101,064 | $18.25 | 0 | No | 4 | S | Indirect | Held by Boots Family Trust #1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Held by Boots Family Trust #1 |
| No | 4 | S | Indirect | Held by Boots Family Trust #1 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-10-11 | 101,064 | $6.64 | 101,064 | $6.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 193,049 | 2022-04-30 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,989 | Direct |
Footnotes
- The securities were directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
- Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
- The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.
Billionaire Hedge Funds
