Filing Details
- Accession Number:
- 0001104659-17-061574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-10 16:22:25
- Reporting Period:
- 2017-10-10
- Accepted Time:
- 2017-10-10 16:22:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1649904 | Rhythm Pharmaceuticals Inc. | RYTM | () | I0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1370483 | Ipsen, S.a. | 65 Quai Georges Gorse Boulogne-Billancourt I0 92100 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-10 | 45,831 | $0.00 | 645,161 | No | 4 | C | Indirect | The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA |
Common Stock | Acquisiton | 2017-10-10 | 167,938 | $0.00 | 813,099 | No | 4 | C | Indirect | The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA |
Common Stock | Acquisiton | 2017-10-10 | 20,000 | $17.00 | 833,099 | No | 4 | P | Indirect | The owner of record of the securities is Ipsen Pharma, S.A.S., which is controlled by Ipsen SA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA |
No | 4 | C | Indirect | The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA |
No | 4 | P | Indirect | The owner of record of the securities is Ipsen Pharma, S.A.S., which is controlled by Ipsen SA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Junior Preferred Stock | Disposition | 2017-10-10 | 45,831 | $0.00 | 45,831 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2017-10-10 | 167,938 | $0.00 | 167,938 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date.
- Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis.