Filing Details
- Accession Number:
- 0001225208-17-016038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-05 20:50:25
- Reporting Period:
- 2017-10-03
- Accepted Time:
- 2017-10-05 20:50:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685884 | E.j. Wunsch | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Chief Legal Officer, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-03 | 23,207 | $0.00 | 23,207 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-03 | 443 | $0.00 | 23,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-03 | 146 | $15.36 | 23,504 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-10-03 | 7,624 | $15.36 | 15,880 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-10-04 | 3,548 | $15.43 | 12,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-10-03 | 443 | $0.00 | 443 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-10-03 | 23,207 | $0.00 | 23,207 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,509 | No | 4 | M | Direct | ||
| 47,302 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.36 to $15.54 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- With tandem dividend equivalent rights and tax withholding rights.
- The dividend equivalent units had accrued on restricted stock units that vested in full on October 3, 2017; accordingly, the dividend equivalent units vested in full immediately upon being issued on October 3, 2017.
- The restricted stock units vested were granted on October 3, 2016 and fully vested on October 3, 2017.
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