Filing Details

Accession Number:
0001654954-17-009172
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-05 16:47:50
Reporting Period:
2017-10-03
Accepted Time:
2017-10-05 16:47:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1672326 Yuma Energy Inc. YUMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368353 J James Jacobs 1177 West Loop South Suite 1825
Houston TX 77027
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-03 35,000 $1.00 61,228 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 5,461 shares of common stock from a restricted stock award that vest on May 31, 2018.
  2. Represents a purchase from the underwriters in the Issuer's public offering.