Filing Details

Accession Number:
0001209191-17-056035
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-04 19:40:09
Reporting Period:
2017-10-03
Accepted Time:
2017-10-04 19:40:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486178 L. Christopher Jones 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-03 12,144 $35.64 47,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 19, 2017
  2. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.25 to $36.20 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.