Filing Details

Accession Number:
0001209191-17-055791
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-04 16:16:20
Reporting Period:
2017-10-02
Accepted Time:
2017-10-04 16:16:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436690 Julie Holland 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
Vp Ww Analog Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2017-10-02 9,000 $27.95 63,157 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2017-10-02 4,425 $30.02 58,732 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2017-10-02 4,426 $30.01 54,306 No 4 S Direct
Diodes Incorporated Common Stock Acquisiton 2017-10-02 17,000 $19.27 71,306 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2017-10-02 7,764 $30.01 63,542 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2017-10-02 7,764 $30.02 55,778 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock - Diodes 05/29/2008 DIOD NQSO Disposition 2017-10-02 9,000 $0.00 9,000 $27.95
Diodes Incorporated Common Stock - Diodes 05/21/12 DIOD NQSO Disposition 2017-10-02 17,000 $0.00 17,000 $19.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-29 2018-05-29 No 4 M Direct
0 2013-05-26 2022-05-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock - Performance Stock Units 11,316 Direct
Footnotes
  1. Exercised under a 10b5-1 plan.
  2. Sold under a 10b5-1 plan.
  3. Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.
  4. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.