Filing Details

Accession Number:
0001225208-17-015825
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-03 17:28:10
Reporting Period:
2017-09-30
Accepted Time:
2017-10-03 17:28:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1680378 Senestech Inc. SNES Agricultural Chemicals (2870) 202079805
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1689556 Ann Cheryl Dyer C/O Senestech, Inc.
3140 N. Caden Court, Suite 1
Flagstaff AZ 86004
Pres. & Chief Research Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-30 18,333 $0.00 450,545 No 4 M Direct
Common Stock Disposition 2017-09-30 5,344 $1.85 445,201 No 4 F Direct
Common Stock Disposition 2017-10-03 6,000 $1.97 439,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-09-30 18,333 $0.00 18,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
128,334 2017-06-30 2019-06-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect 2016 Dyer Mayer Family Delaware Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017.
  2. The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.92 to $2.10 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The restricted stock units are settled for shares of common stock on a one-for-one basis.
  4. Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service.