Filing Details
- Accession Number:
- 0001593968-17-001101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 17:17:44
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-03 17:17:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514954 | Asaf Silberstein | 200 Flynn Road Camarillo CA 93012-8790 | Svp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-02 | 1,000 | $29.35 | 36,157 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-02 | 500 | $29.35 | 36,657 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-02 | 500 | $38.06 | 36,157 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-02 | 1,000 | $38.00 | 35,157 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-02 | 200 | $38.05 | 34,957 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-02 | 2,000 | $38.00 | 32,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Smtc | Option (right to buy) | Disposition | 2017-10-02 | 500 | $0.00 | 500 | $29.35 |
| Smtc | Option (right to buy) | Disposition | 2017-10-02 | 1,000 | $0.00 | 1,000 | $29.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,500 | 2013-02-28 | 2018-02-28 | No | 4 | M | Direct |
| 3,500 | 2013-02-28 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Silberstein on July 14, 2017.
- This grant vests in three annual installments beginning on February 28, 2013.
Billionaire Hedge Funds
