Filing Details

Accession Number:
0001618732-17-000132
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-03 16:59:54
Reporting Period:
2017-09-29
Accepted Time:
2017-10-03 16:59:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX Services-Prepackaged Software (7372) 270989767
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685545 Nair Sudheesh Vadakkedath C/O Nutanix, Inc.
1740 Technology Drive, Suite 150
San Jose CA 95110
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-09-29 25,000 $3.20 311,519 No 4 M Direct
Class A Common Stock Disposition 2017-09-29 25,000 $22.41 286,519 No 4 S Direct
Class A Common Stock Acquisiton 2017-10-01 25,000 $0.00 311,519 No 4 M Direct
Class A Common Stock Disposition 2017-10-02 13,189 $22.16 298,330 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-09-29 25,000 $0.00 25,000 $3.20
Class A Common Stock Restricted Stock Units Disposition 2017-10-01 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
725,000 2024-05-19 No 4 M Direct
325,000 No 4 M Direct
Footnotes
  1. The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
  2. Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.
  3. The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.
  4. Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
  5. Each RSU represents a contingent right to receive one share of Issuer common stock.
  6. 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.