Filing Details

Accession Number:
0001633978-17-000101
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-02 18:50:24
Reporting Period:
2017-09-28
Accepted Time:
2017-10-02 18:50:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648256 Vincent Retort C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-28 20,471 $25.05 110,770 No 4 M Direct
Common Stock Disposition 2017-09-28 20,471 $54.43 90,299 No 4 S Direct
Common Stock Acquisiton 2017-09-28 10,235 $25.05 100,534 No 4 M Direct
Common Stock Disposition 2017-09-28 8,235 $54.43 92,299 No 4 S Direct
Common Stock Disposition 2017-09-28 2,000 $54.98 90,299 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-09-28 20,471 $0.00 20,471 $25.05
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-09-28 10,235 $0.00 10,235 $25.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,235 2012-02-15 2019-02-15 No 4 M Direct
0 2012-02-15 2019-02-15 No 4 M Direct
Footnotes
  1. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.90 to $55.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Transaction pursuant to 10b5-1 plan dated 11/30/2016.