Filing Details

Accession Number:
0001321732-17-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-29 18:50:42
Reporting Period:
2017-09-27
Accepted Time:
2017-09-29 18:50:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173733 D. Robert Evans One Penumbra Place
Alameda CA 94502
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-27 1,586 $90.00 224,727 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-28 2,108 $90.00 222,619 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-29 16,323 $90.04 206,296 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,704 Direct
Footnotes
  1. The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
  3. This transaction was executed in multiple trades at prices ranging from $90.00 to $90.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.