Filing Details
- Accession Number:
- 0001179110-17-012762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-29 16:02:59
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-09-29 16:02:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 826326 | Arc Group Worldwide Inc. | ARCW | Miscellaneous Fabricated Metal Products (3490) | 870454148 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449361 | Taney Jason Young | C/O Arc Group Worldwide, Inc. 810 Flightline Blvd Deland FL 32724 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-28 | 62,700 | $1.51 | 490,006 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 40,289 | $2.35 | 449,717 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-09-28 | 62,700 | $0.00 | 62,700 | $1.51 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2017-09-28 | 59,175 | $0.00 | 59,175 | $2.50 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2017-09-28 | 59,175 | $0.00 | 59,175 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-09-28 | No | 4 | M | Direct | |
| 0 | 2016-08-26 | 2017-09-28 | No | 4 | J | Direct |
| 59,175 | 2017-09-28 | 2022-06-30 | No | 4 | J | Direct |
Footnotes
- Options granted on January 15, 2016. An aggregate of 62,700 options vested in 20% increments on each of January 15, 2016 and January 15, 2017.
- Effective September 28, 2017, options exercisable for an aggregate of 59,175 shares of common stock, at an exercise price of $2.50 per share, expiring September 28, 2017 (the "Prior Options"), were exchanged for options exercisable for an aggregate of 59,175 shares of common stock, at an exercise price of $2.50 per share, expiring June 30, 2022 (the "Exchange Options"). The Exchange Options were issued in respect of all Prior Options that had fully vested on or prior to June 30, 2017. The Exchange Options were issued in accordance with the terms and conditions of that certain separation agreement entered into between the reporting person and the issuer, effective June 30, 2017.
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