Filing Details

Accession Number:
0001140361-17-036835
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-28 18:11:02
Reporting Period:
2017-09-27
Accepted Time:
2017-09-28 18:11:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1170534 Mitel Networks Corp MITL () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937611 Elliott International, L.p. 40 West 57Th Street, 30Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2017-09-27 301,496 $8.26 7,941,547 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, No Par Value Notional Principal Amount Derivative Agreements $0.00 0 2,547,446 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 2,547,446 Direct
Footnotes
  1. This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. Includes Common Stock received in a distribution exempt under Rule 16a-9.
  3. Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.