Filing Details

Accession Number:
0001225208-17-015361
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-28 13:38:17
Reporting Period:
2017-09-27
Accepted Time:
2017-09-28 13:38:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564429 J. Bernard Clark 211 Main Street
San Francisco CA 94105
Evp - Advisor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-27 42,500 $13.64 95,350 No 4 M Indirect by Trust
Common Stock Acquisiton 2017-09-27 32,744 $15.43 128,094 No 4 M Indirect by Trust
Common Stock Disposition 2017-09-27 32,744 $43.93 95,350 No 4 S Indirect by Trust
Common Stock Disposition 2017-09-27 42,500 $44.03 52,850 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-09-27 32,744 $0.00 32,744 $15.43
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-09-27 42,500 $0.00 42,500 $13.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-01 2020-11-01 No 4 M Direct
0 2013-11-01 2022-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,418 Indirect by 401(k)
Common Stock 614 Indirect by ESOP
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $43.81 to $44.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.