Filing Details
- Accession Number:
- 0001014108-17-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-27 15:12:22
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-27 15:12:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490161 | Black Ridge Oil & Gas Inc. | ANFC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 902655 | I Neil Sell | 90 South 7Th Street Suite 3300 Minneapolis MN 55402 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-08 | 18,000,000 | $0.01 | 46,863,643 | No | 4 | X | Indirect | By trust |
| Common Stock | Acquisiton | 2017-09-08 | 3,686,139 | $0.01 | 46,863,643 | No | 4 | X | Indirect | By trust |
| Common Stock | Acquisiton | 2017-09-08 | 3,686,121 | $0.01 | 46,863,643 | No | 4 | X | Indirect | By trust |
| Common Stock | Acquisiton | 2017-09-08 | 4,041,783 | $0.01 | 46,863,643 | No | 4 | X | Indirect | By trust |
| Common Stock | Acquisiton | 2017-09-08 | 4,041,774 | $0.01 | 46,863,643 | No | 4 | X | Indirect | By trust |
| Common Stock | Acquisiton | 2017-09-22 | 8,000,293 | $0.01 | 46,863,643 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-09-22 | 1,521,198 | $0.01 | 46,863,643 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By trust |
| No | 4 | X | Indirect | By trust |
| No | 4 | X | Indirect | By trust |
| No | 4 | X | Indirect | By trust |
| No | 4 | X | Indirect | By trust |
| No | 4 | P | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 18,000,000 | $0.00 | 18,000,000 | $0.01 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 3,686,139 | $0.00 | 3,686,139 | $0.01 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 3,686,121 | $0.00 | 3,686,121 | $0.01 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 4,041,783 | $0.00 | 4,041,783 | $0.01 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 4,041,774 | $0.00 | 4,041,774 | $0.01 |
| Common Stock | Warrant (right to buy) | Acquisiton | 2017-09-22 | 15,000 | $0.00 | 15,000 | $0.01 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2017-09-08 | 1,521,198 | $0.00 | 1,521,198 | $0.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Indirect |
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Indirect |
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Indirect |
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Indirect |
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Indirect |
| 0 | 2017-09-22 | 2022-09-22 | No | 4 | P | Direct |
| 0 | 2017-08-02 | 2017-09-08 | No | 4 | X | Direct |
Footnotes
- The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
Billionaire Hedge Funds
