Filing Details

Accession Number:
0000932440-17-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-26 21:03:28
Reporting Period:
2017-09-26
Accepted Time:
2017-09-26 21:03:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494448 Emergent Capital Inc. EMGC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272138 J Patrick Curry 204 Woodhew Drive
Waco TX 76712
Interim Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-09-26 37,358 $0.45 14,337,358 No 4 P Indirect By PJC Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By PJC Investments, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock,Par Value $0.01 Per Share Warrants (right to buy) $0.20 2023-07-28 13,575,000 13,575,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-07-28 13,575,000 13,575,000 Indirect
Footnotes
  1. Mr. Curry is the principal and manager of PJC Investments, LLC.
  2. Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding.