Filing Details

Accession Number:
0001191901-17-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-25 14:01:45
Reporting Period:
2017-08-14
Accepted Time:
2017-09-25 14:01:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191901 J Timothy Shaheen 550 South Hope Street
Ste 2850
Los Angeles CA 90071
Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-14 10,000 $0.00 148,500 No 5 G Direct
Common Stock Disposition 2017-09-21 50,000 $12.30 98,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $11.50 2012-01-14 2020-01-14 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-14 100,000 100,000 Direct
Footnotes
  1. Previously reported.