Filing Details

Accession Number:
0001321732-17-000153
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-22 18:01:43
Reporting Period:
2017-09-20
Accepted Time:
2017-09-22 18:01:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173733 D. Robert Evans One Penumbra Place
Alameda CA 94502
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-20 2,859 $90.00 228,437 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-21 2,124 $90.00 226,313 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,704 Direct
Footnotes
  1. The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.