Home > Insider Trading > Filing (0001532989-17-000006)

Filing Details

Accession Number:: 0001532989-17-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-22 12:24:55
Reporting Period:: 2017-09-21

Accepted Time:: 2017-09-22 12:24:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1532989	D Charles Obert	50 Public Square, Suite 1100 Cleveland OH 44113	Sr Vp, Chief Acct Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-09-21	4,000	$15.89	33,889	No	4	M	Direct
Class A Common Stock	Acquisiton	2017-09-21	4,000	$17.72	37,889	No	4	M	Direct
Class A Common Stock	Disposition	2017-09-21	8,000	$25.11	29,889	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2010 Stock Option Grant (right to buy)	Disposition	2017-09-21	4,000	$0.00	4,000	$15.89
Class A Common Stock	2011 Stock Option Grant (right to buy)	Disposition	2017-09-21	4,000	$0.00	4,000	$17.72

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-04-14	2020-04-14	No	4	M	Direct
0	2013-04-13	2021-04-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	3,470	Direct
Class A Common Stock	2,679	Direct
Class A Common Stock	3,940	Direct
Class A Common Stock	5,191	Direct
Class A Common Stock	746	Indirect	401k Plan

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	4,271	4,271	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	3,357	3,357	Direct
Class A Common	2016 Performance Shares	$0.00	2018-12-31	1988-08-08	5,253	5,253	Direct
Class A Common	2017 Performance Shares	$0.00	2019-12-31	1988-08-08	5,191	5,191	Direct
Class A Common	2015 Out Performance Shares	$0.00	2017-12-31	1988-08-08	20,000	20,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	4,271	4,271	Direct
1988-08-08	3,357	3,357	Direct
1988-08-08	5,253	5,253	Direct
1988-08-08	5,191	5,191	Direct
1988-08-08	20,000	20,000	Direct

Footnotes

2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
Shares are held by transfer agent in a direct registration account. 9/21/2017: The price $25.1105 represents a weighted average of sales prices ranging from $25.1100 per share to $25.1150 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.